Chapter 18

Companies

Test your knowledge

Chapter 18: Companies Quiz

Test your knowledge of the companies chapter material!

1 / 10

This filing contains breaking news on market events:

2 / 10

The fixed price at which a stock option is set to sell or buy is called:

3 / 10

This filing contains details on lawsuits, investigations and emerging risks:

4 / 10

A legal entity formed by a group of individuals to engage in a business enterprise is called:

5 / 10

True or false: Reading the footnotes on a SEC filing is typically unnecessary.

6 / 10

If a stock’s value is underwater, this means:

7 / 10

True or false: All state laws are the same when it comes to open records requests.

8 / 10

Requests through the Freedom of Information Act can be used to learn how businesses operate and interact with _______.

9 / 10

_______ is a disclosure to potential investors of potential risks to a company’s business or stock.

10 / 10

Which entity publishes lists of brokers and investment managers who have been penalized for wrongdoing?

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