Chapter 19

8-K Filings

Test your knowledge

Chapter 19: 8-K Filings Guide Quiz

Test your knowledge of the 8-K filings chapter material!

1 / 10

What is something in an 8-K that you shouldn’t overlook?

2 / 10

SEC rules state that companies must stick to one topic in an 8-K.

3 / 10

What is the word the SEC uses for the following definition: “there is a substantial likelihood that a reasonable investor would consider the information important in making an investment decision”?

4 / 10

8-K amendments are coded as what in EDGAR?

5 / 10

What item number is also referred to as a “posion pill”?

6 / 10

8-K filings are the most likely to generate headlines.

7 / 10

What item number can be a signal that a big outside investor is buying a significant stake in the company?

8 / 10

Which of these is a free service that helps find specific words or phrases across filing from multiple companies?

9 / 10

Items 7.01 is for filing related to Regulation FD. What does the FD stand for?

10 / 10

If you were looking for the compensation of top officers in an 8-K Filing, what Item number would you be on the lookout for?

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