Chapter 19

8-K Filings

Test your knowledge

Chapter 19: 8-K Filings Guide Quiz

Test your knowledge of the 8-K filings chapter material!

1 / 10

Item 5.01 is used for what?

2 / 10

What is something in an 8-K that you shouldn’t overlook?

3 / 10

What item number can be a signal that a big outside investor is buying a significant stake in the company?

4 / 10

Any “material” cybersecurity incident or breach must be disclosed along with the actual material impact on the company’s operations or financial condition must be filed under what item number?

5 / 10

8-K amendments are coded as what in EDGAR?

6 / 10

If you are looking for information related to a specific company's filing, you can ask the SEC's public affairs office for assistance.

7 / 10

Which of these is a free service that helps find specific words or phrases across filing from multiple companies?

8 / 10

If you were looking for the compensation of top officers in an 8-K Filing, what Item number would you be on the lookout for?

9 / 10

Filings guru Michelle Leder calls filing an 8-K after the markets close on a Friday what?

10 / 10

What is listed under Item 1.03?

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