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Chapter 19: 8-K Filings Guide Quiz
Test your knowledge of the 8-K filings chapter material!
1 / 10
8-K filings are the most likely to generate headlines.
The answer can be found on page 200.
Correct! Don't overlook or feel intimated by these filings as they can contain important information to help your reporting.
2 / 10
An 8-K must always be filed within four days of any significant event?
The answer can be found on page 211.
Correct! There are instances where an 8-K is required to be filed within four days, however the rules aren’t always so straightforward. Learn more on page 211.
3 / 10
What item code would you find information about restructuring and write-offs?
The answer can be found on page 205.
Correct! Item 2.05 in 8-Ks can include announcements of big layoffs or the dollar amounts associated with restructuring.
4 / 10
SEC rules state that companies must stick to one topic in an 8-K.
The answer can be found on page 202.
Correct! There’s no rule that says companies have to stick to one topic in an 8-K – some disclose details about multiple unrelated developments.
5 / 10
Items 7.01 is for filing related to Regulation FD. What does the FD stand for?
The answer can be found on page 209.
That's right! This item prohibits companies from disclosing significant details to select investors. Regulation FD 8-Ks generally disclose some piece of previously undisclosed information that was inadvertently shared with a smaller group of investors, perhaps at an analyst’s conference.
6 / 10
Item 5.01 is used for what?
The answer can be found on page 206.
Correct! This item is used when a company has been bought or taken over. There’s usually some warning before one of these is filed, whether it is triggered by a hostile takeover, planned merger, or an investor buying up just over 50% of the company’s shares. Still, there may be some interesting details in it to include in a story.
7 / 10
If you are looking for information related to a specific company's filing, you can ask the SEC's public affairs office for assistance.
Correct! The public affairs office can answer technical questions about EDGAR, filings, and filing requirements. However, they tend to shy away from company-specific questions and controversial issues.
8 / 10
Any “material” cybersecurity incident or breach must be disclosed along with the actual material impact on the company’s operations or financial condition must be filed under what item number?
The answer can be found on page 204.
Correct!
9 / 10
An 8-K can also be referred to as a “current report”
That’s correct! As the name suggests, they’re intended for disclosing timely information.
10 / 10
Filings guru Michelle Leder calls filing an 8-K after the markets close on a Friday what?
The answer can be found on page 210.
Your score is
The average score is 65%
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